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The appointment of a headteacher is amongst the most vital decisions a governing body must make.   

 

Governors should inform the Diocesan Director of Education of Headteacher vacancies and the Director would hope to be involved in the selection process.

 

HEADTEACHER APPOINTMENTS

Contents:

1 Introduction

        1.1 Resignation dates

        1.2 Immediate action 

        1.3 Salary

        1.4 Selection panels

2 The Process in outline

        2.1 Define the job and identify the skills required

        2.2 Recruiting the candidates

3 The Steps in detail

        3.1 Inviting applications

                3.1.1 The competencies required

                3.1.2 The advertisement

                3.1.3 Religious affiliation

                3.1.4 Additional information for applicants

        3.2 The Selection process

                3.2.1 Longlisting

                3.2.2 Shortlisting

                3.2.3 Looking at the application forms

                3.2.4 Reaching the final decision

                3.2.5 Confidential reports (References)

                3.2.6 Visiting candidates in their own school

        3.3 The Interview

                3.3.1 Candidates visiting the school

                3.3.2 Structure

                3.3.3 Before the interview

                3.3.4 Interviewing the candidates

                3.3.5 Selection techniques

                3.3.6 Asking questions

                3.3.7 Maintaining attention and interest

                3.3.8 Types of question

                3.3.9 Areas for questions

                3.3.10 Not allowed!

                3.3.11 Final questions

        3.4 Making the decision

        3.5 Decision made

                3.5.1 The provisional oral offer

                3.5.2 Ratification of appointment

                3.5.3 The formal letter of appointment

               

Appendix 1: Example timetable for a headteacher appointment   

                Appendix 2: Selection criteria             

                Appendix 3: Example Job Description  

                Appendix 4: Example Person specification

                Appendix 5: Example advertisement  

                Appendix 6: Summary sheet   

Appendix 7: Example additional information for applicants  

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1 INTRODUCTION

One of the major responsibilities of the governing body of a Church school is the nurture of the staff of the school.  Governors must rely on the staff to:

 

Creating policies for the selection the staff and their professional development is arguably one of the most important tasks that governors undertake.

All of the tasks in relation to staff need to be undertaken in a context of a clear understanding of the nature of Christian leadership and of the priority of the school to serve the pupils.  Christian leadership takes as its model the leadership of Christ and places the needs of others above selfish needs.  It combines facing the difficult issues with courage and determination and with sensitivity to the needs and feelings of those affected by decisions that have to be made.  Prayer sustains Christian leadership.  The prayer life of the leader is important but so are the prayers of those who are supporting that leadership.  Governors, the headteacher and members of the senior management team are all in positions of Christian leadership.  They will need to reflect, from time to time, on the extent to which their leadership is exercised in accordance with this prayerful servant model.  This model of leadership displays neither weakness nor a lacking in dynamism.  Christian leadership should be clear, focused and energetic.  It will keep the aims that are enshrined in the gospel and reflected in the school’s ethos statement and policies, clearly before all adult members of the school community.  It will seek to encourage all the adults on the staff of the school to give of their best in service of the pupils.

 

1.1 Resignation dates

Headteachers must give three months’ notice in the case of the autumn and spring terms and four months in the case of the summer term (i.e. Final dates for resignation are 31 September, 31 January, 30 April).

 

Teachers must give two months’ notice in the case of the autumn and spring terms and three months in the case of the summer term (i.e. Final dates for resignation are 31 October, 28/29 February, 31 May).

Governors should bear these dates in mind when they are drawing up the timetable for a new appointment.

 

An example timetable is provided in appendix 1.

 

1.2 Immediate action

Where a new headteacher is to be appointed the governing body should inform the LEA and the Diocesan Director of Education.  No decisions should be taken about dates without prior consultation. 

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1.3 Salary

Governors should give careful consideration to the salary that they intend to offer the successful candidate.  The individual school range (ISR) of the headteacher’s salary should be reconsidered, taking into account, amongst other things, the demands of the post, any difficulty in recruitment and the school’s budget.  The advertisement must show the school’s ISR.  Further advice can be obtained from Local Authority Officers and the Diocesan Director of Education.

 

1.4 Selection panels

The governing body must appoint a selection panel consisting of at least three governors (together with their advisers) and its members must be present at all stages of the appointments process. It is advised that an odd number of governors form the selection panel.  Normally the panel will include a foundation governors.

 

There is no legislation which excludes staff governors from the process of appointment of a new headteacher, unless they have a direct personal interest in the outcome which is greater than the generality of other staff at the school. It is for the governing body to decide the make up of the selection panel.

 

The previous headteacher must not play any part in the recruitment of their successor.

 

2 THE PROCESS IN OUTLINE

The steps that need to be followed are:

2.1 Define the job and identify the skills required

The governing body or selection panel will meet, often with the Diocesan representative and the school’s adviser/inspector, to discuss the selection procedure, in particular:

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2.2 Recruiting the candidates

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3 THE STEPS IN DETAIL

3.1 INVITING APPLICATIONS

3.1.1 Knowledge and skills candidates need to do the job successfully
Governors need to agree the person specification for the post. 

See appendix 2 for a list of selection criteria, appendix 3 for an example job description and appendix 4 for a person specification.  The job description will be based on the duties outlined in the School Teachers Pay and Conditions Document, but should take account of the school’s Church foundation.  Great care should be taken with the person specification to ensure this relates to the specific needs of the school.  Governors should distinguish carefully between items which are essential and those which are desirable and how you will evaluate whether criteria are met.  The National College for School Leadership has produced national standards for headship and governors may find it helpful to consul these.  They are available on the NCSL website (www.ncsl.org.uk ).  Advice should be sought from Diocesan and LEA officers.

 

3.1.2 The Advertisement

Governors should liaise with both the Diocesan Director of Education and the appropriate LEA Officer before proceeding with either the drafting or the placing of the advertisement.  The LEA will usually undertake the duty of placing advertisements for the governors.  Governors should see and approve a draft before the advert is placed.  It is entirely appropriate that the advertisement should appear in the Church press as well as elsewhere.  The post should be advertised nationally.

 

See appendix 5 for an example advertisement.

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3.1.3 Religious affiliation

Governors have the right to have regard to applicant’s ability and fitness to preserve and develop the religious character of the school.

 

3.1.4 Additional Information for Applicants

Information for applicants should be provided as follows:

See appendix 7 for more information

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3.2 THE SELECTION PROCESS

Longlisting and/or shortlisting should not take place until the governors or the selection panel have fully discussed and formed a clear view of the demands of the post.  The governing body should agree who will be involved in each stage of the process.  The selection panel must consist of at least three governors (together with their advisers).

 

3.2.1 Issues of confidentiality

For all appointment procedures to be successful, it is essential that strict confidentiality be maintained throughout.  The chairperson should always make this clear at the start.  Candidates need to be certain that their applications are being considered in confidence; similarly, those supplying confidential references must know that the views and opinions offered will be shared only with those directly involved with the process.

 

In practice, this means that all discussions relating to applicants, at long listing, short-listing and the interview must remain confidential.  Views expressed in confidential references and ensuing discussions should not be communicated beyond those participating in the appointment.  Where a referee has been asked to express views in confidence it is essential that this be respected.  Legislation on the appraisal process makes it clear that appraisal statements are confidential to the persons concerned and not for use in references.

 

An underlying principle here relates to the corporate nature of the governing body and its committees.  Appointments are a corporate responsibility of the governing body and not at the discretion of the individuals within it.  This means that, at every stage in the process, any disagreement within the governing body must not be allowed to become public.  Even where the power to appoint is delegated to an individual (e.g. the headteacher), the result must be reported to the full governing body and remains, technically, a corporate decision.  Reasons for particular decisions may, of course, be communicated at meetings of the full body, but individuals must be prepared to resist requests for gossip from outside the governing body.  All final decisions must be implemented with the full support of every member of the governing body.

 

3.2.2 Longlisting

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3.2.3 Shortlisting

This task is performed by a selection panel constituted by the governing body with the Diocesan Director of Education and the LEA adviser/inspector.

 

Prior to this meeting the application forms of each longlisted candidate should be duplicated so that each of the selectors receives a copy in advance of the shortlisting meeting.

 

The application forms from all longlisted applicants should be read and carefully considered by each of the selectors before the shortlisting meeting, when it would be necessary for all selectors to have a working knowledge of the strengths and weaknesses of each applicant in order to decide.

A Summary sheet is usually helpful.  See appendix 6.

 

The LEA must be notified in writing of the candidates selected for interview.  The LEA has seven days after receipt of this notification to make written representations if they consider any applicant to be unsuitable for appointment.  It may be that the presence of an LEA adviser will satisfy this requirement, but the selection panel must check to ensure this is the case.

 

3.2.4 Looking at the application forms

At the meeting each longlisted (or shortlisted) applicant should be discussed individually.  Decisions about their suitability for the job should be assessed on a systematic basis against the set of criteria produced by the governing body.  Only some of the person specification criteria will be able to be measured from the application forms, and these should be clear from the outset.

 

3.2.5 Reaching the final decision

By reviewing the accumulated evidence objectively and measuring it against the agreed criteria for the job the candidates for interview will be chosen.

All applicants should be assessed according to the same criteria.  If sufficient numbers of applicants meet the essential criteria then governors should use the desirable criteria to achieve a second level sift.

 

Governors may find it convenient to divide applicants into three groups:

  1. those who do not meet the essential criteria and can be discarded (if every member of the panel agrees, these applicants can be discarded).

  2. those who you may wish to interview;

  3. those who you do wish to interview.

 

Governors should give careful consideration to the number of candidates that they wish to interview, considering the length of the process for each candidate.  In the case of headteachers, it is difficult to interview more than four prospective candidates.  The high level of concentration that is required for each candidate would result in governors being unable to give equal attention to their later candidates.  It is advisable to arrive at a shortlist of four candidates.  If the selection panel decides to invite more candidates it is advisable to have a process of reducing the number during the interview process.  The shortlisted candidates should be informed and called for interview.  They will need to be given information about how the interview process will be structured.

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3.2.6 Confidential reports (References)

Governors should decide how they intend to use such reports.

They represent one individual’s view of another individual.  As each candidate will have different referees, each report comes from a different frame of reference and it is therefore usually impossible to compare like with like.  Consequently their value should not be overestimated.

 

The “message’’ in the last line is often crucial, and the advice of LEA and Diocesan advisers is most useful in interpreting such references.

 

The best advice that can be given is to base any decision on other available evidence and use the reference to confirm or contradict your decision.  It is also recommended that the governors do not rely solely on the formal interview alone, but consider as much additional information as is available to them.

 

3.2.7 Visiting candidates in their own school

Governors sometimes decide to visit candidates in their present post.  If this is to be done, the same person must visit all candidates and the permission of the headteacher of the school concerned must be obtained.  The circumstances of the school and current position must be taken into consideration when comparing candidates. Unless all candidates can be visited it is not appropriate to visit any.

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3.3 THE INTERVIEW

3.3.1 Candidates visiting the school

It is usual for candidates to visit the school prior to the interview.  Governors should decide if this visit should be informal or whether all candidates should be invited at the same time.  It is usual to arrange to show all candidates around at the same time as this ensures that all candidates can receive the same information.  This should not form part of the interview process.  One or two governors should undertake this task. 

 

3.3.2 Structure

It is better to have more evidence from the interview than that which can be obtained from the formal process.  The process is likely to take a full day and governors need to give thought to the provision of lunch and refreshments for candidates and everyone on the interview panel.  Governors will need to consider if they are going to ask candidates to stay and wait for the decision or whether they will contact candidates later in the day (which is now more usual).

 

Successful ways of accumulating useful evidence could include:

(a) Requesting candidates to give a presentation.

Candidates are requested to give a timed presentation (e.g. 10 minutes) on a topic provided by the governors.  This can be illustrated by relevant and recent work produced by children in their class.  Some candidates bring along photographs and use various techniques in the course of the presentation.  A suitable area could be chosen and the candidates asked to answer a pertinent question.  The advisers will help with a suitable topic and the formulation of the question.  The governors will be looking for a concise, jargon-free presentation that indicates a clear philosophy of education and they will expect the candidate to adhere to the time stated.  The topic can either be given to the candidates when they are invited to interview, or provided when they arrive (usually giving them 30 minutes to prepare – this needs careful timing to ensure all candidates receive the same time).

This process gives governors a number of valuable insights:

It is usual only to ask questions about the presentation if this is to clarify what the candidate has said.

When governors wish to see more than four candidates the number can be reduced after seeing all the candidates’ presentations and before the formal interview.

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(b) Single-topic interviews

A very successful way of gathering information is to divide the interview panel into a number of groups.  Each group can then concentrate on a particular area and interview each candidate separately.  Candidates move from interview to interview and the presentation can be part of this cycle.  Suitable areas could be:

This method is most frequently used when governors wish to see more than four candidates and reduce the number before the interview with the full panel.  The groups come together after all candidates have been seen and select which candidates should remain for final interview.

Using a series of groups is very labour intensive and it is desirable to have an adviser in each group.

 

(c) In-tray exercise

Candidates are given “the day’s post” (prepared letters, telephone messages, memos etc) and must prioritise, deciding what to do with each item; advisers will usually provide these. They are given time to look through the items and then inform the panel of their priorities and how they would deal with each item. The length of time given depends upon the items they are given and how much detail is required in their answer.

 

(d) Letter writing

Candidates are asked to assume they have been appointed and must write a letter to parents introducing themselves.

 

3.3.3 Before the interview

Selectors should re-read the applications from the shortlisted candidates.  They may find it useful to prepare a candidate summary chart to enable useful comparative information about each candidate’s strengths and weaknesses to be easily seen.

 

If there are any inconsistencies on the application forms, or educational jargon that is not understood, these points should be clarified before the interviews.

Selectors should agree on the following before the interviews:

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 3.3.4 Interviewing the candidates

Selectors have three main responsibilities:

 

 There is rarely conflict between these aims, but the good of the school must take priority.

 

3.3.5 Selection techniques

The aim of the interview is to assess each candidate’s ability to do the job. Interviewers need evidence in order to make their ratings of the candidates against each criterion set out in the person specification.

 

Good selection techniques are not based on personal intuition, which some have and others do not, but on a systematic collection of information about each candidate’s abilities in relation to the requirements of the job.  It is the task of the selectors to assess each candidate’s potential, aptitude, knowledge, skills and personality in relation to the job.  There are certain procedures and techniques which can be adopted which enable selectors to make satisfactory predictions about each candidate’s suitability for the job and avoid the “Shot in the Dark” technique which can end in a mediocre appointment.  Haphazard interviewing does not produce satisfactory results.  Selectors interviewing with different objectives will arrive at different conclusions.  It is important to keep in mind the agreed criteria.

 

At the end of the interviews the selectors should be able to answer specific questions about the suitability of each candidate.

 

The suggested techniques offered here are a method of impartial assessment which will enable governors to gather evidence of a candidate’s ability to do the job and also adopt a systematic framework for objective selection where the needs of the post are paramount.  Each stage of the selection procedure generates information on each candidate and this ultimately combines to enable the selectors to make a successful appointment.

 

It is a good idea at this stage to re-read the selection criteria agreed.

 

Assess the competency of each candidate

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Accumulate and evaluate the information

From objective evidence:

 

From subjective evidence:

 

3.3.6 Asking questions

The candidate must do most of the talking (65-80%) because the primary aim of the interview is to find out about the candidate. This can only be achieved by:

 

Questions should be designed to help candidates give pointers to their:

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3.3.7 Maintaining attention and interest

Unless governors have experienced interviewing, they will be surprised at the difficulty in maintaining concentration on the interviewee and what is being said.  It is essential to be aware of and, and far as possible, eliminate distractions.

 

Distractions can come from heat, cold and other environmental effects, aches, pains, hunger, fatigue etc, or  the mind wandering on to other problems, reviewing previous information, etc.

 

Any interview is reactive, that is to say the interviewer's behaviour influences the behaviour of the interviewee and vice versa.  If the interviewer appears attentive, the interviewee will respond better and produce material which helps the interviewer to be more attentive and so on.  The interviewer can express his/her attention and interest non-verbally (by eye contact, smiling, nodding, leaning towards, using an open, relaxed, square-on posture; by sympathetic variation of facial expression, hand movement etc, and by encouraging grunts) and verbally (by open questioning, simple responses, summarising and perceptive probing).  Simple responses (‘Yes, I see, OK, I understand, fine, good,’ etc) can be useful but must not be overdone.  Another method is to reflect back to the candidate (‘What you seem to be saying is....,’ ‘Have I got this right.....?’).  This improves the interviewer's empathy with the candidate.

Interviews should have a good balance between factual questions about candidates’ experiences and behaviours and subjective (or speculative) questions about candidates’ thoughts, views and attitudes (‘How do you feel....?’, ‘What are the chances of ....?’, ‘How do you think the staff would feel about....?’). Generally, factual probing should precede the more subjective and speculative questions.

 

3.3.8 Types of question

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Questions should:

 

3.3.9 Areas for questions

Possible areas for questions would include:

 

3.3.10 Not allowed!

Selectors should be aware that there are certain questions that may not be asked at interviews.  Interviewers should avoid asking questions about personal circumstances which are unrelated to the job. These include:

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3.3.11 Final questions

It is usual for the Chairman of the selection panel to ask some final questions:

The interview should conclude with ensuring that the candidate knows what will happen next, and when decisions will be made.  The interview should end courteously and, after the candidate has left, panel members must complete their notes and assessment.

 

3.4 MAKING THE DECISION

After each candidate has been seen, the difficult work begins!

 

It may be worthwhile immediately seeing if there is one or more candidates the entire panel feel can be discounted.  If any single member dissents to someone being discarded, they should remain in consideration at this stage.  This can be done with a minimum of discussion.

 

It is usual for one of the advisers to sum up the evidence for each candidate.  If both the LEA and Diocesan adviser are present it is usual for the LEA adviser to lead with the Diocesan adviser adding points and commenting on Foundation matters.

 

After the summing up is complete, the Chairman should lead discussion on each candidate.  Governors should bear in mind the following:

 Try not to:

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It may be that the panel reaches a consensus on whom to appoint.  If this is not occurring after discussion, the Chairman may decide it is necessary to move to some kind of formal or informal voting procedure.  The candidate who is selected might not be everyone’s personal choice.  Nevertheless, if the proceedings have been fairly conducted, and the interests of the school taken into account, it is the duty of the selection panel to support the majority decision.

 

Remember it is always better to make no appointment and to go through the procedure again rather than to make an appointment when it is obvious that no candidate fulfils the criteria for the job.

 

If the candidates have remained, one of the officers present will inform the successful candidate and offer advice to the unsuccessful ones.  There should only be sufficient discussion about the unsuccessful candidates to ensure that they can expect satisfactory feedback on their performance.

 

3.5 THE DECISION MADE

3.5.1 The provisional oral offer

The successful candidate should be brought back into the room or contacted on the telephone and verbally offered the position.  This is a provisional oral offer, which if accepted is regarded as an agreement that binds both parties.  The selection panel is entitled to insist that the candidate makes a decision immediately about whether they will accept the position.  Any subsequent withdrawal is regarded as unprofessional conduct.  If the candidates are contacted by telephone, it is better to wait until the full governing body have ratified the decision later in the day.

 

3.5.2 Ratification of appointment

The panel’s decision must be ratified by a quorate meeting of the full governing body.  If the LEA has notified the school in writing that they consider any candidate unsuitable for the post, this person should not be recommended for appointment, unless the selection panel have considered the representation and notified the LEA of their response in writing.  The governing body must then be provided with a copy of the LEA’s representations and the panel’s response.

 

3.5.3 The formal letter of appointment

This follows after the provisional oral offer of employment has been made.  An example letter is provided in appendix 8.  This formal offer is made subject to personal checks with regard to health and criminal background.  These are often undertaken before the formal interview if LEA officers are assisting in the process. 

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Appendix 1

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Appendix 2

CHECKLIST OF SELECTION CRITERIA

 1.  Qualifications

 2.  Experience

 3.  Faith commitment

 4.  Knowledge, skills, expertise

 5.  Management experience/expertise

 6.  Personal qualities

understanding/successful relationships with:

 7.  Philosophy and commitment

Letter of application should demonstrate:

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Appendix 3

JOB DESCRIPTION: HEADTEACHER

This appointment is with the governors of the school under the terms of the National Society contract signed with the governors as employers.  It is also subject to current conditions of employment of headteachers, contained in the Schoolteachers’ Pay and Conditions Document and other current educational and employment legislation.  In carrying out her/his duties the headteacher shall consult, where appropriate with the governing body, Chester Diocesan Board of Education, the local authority, the staff of the school, the parents of its pupils and the parish/es served.

 

MAIN PURPOSE:          To be the prime mover in creating, inspiring and embodying the Christian ethos and culture of this Church school, securing its Mission Statement with all members of the school community and ensuring an environment for teaching and learning which guarantees the success and improvement of the school and standards of achievement.

or

Church school headteachers are spiritual and academic leaders of the school. Excellence in headship requires visionary, inspired leadership and management centred on school as a worshipping community, where educational and academic excellence for all pupils is pursued in a Christian context.

 

RESPONSIBLE TO:      The governing body

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MAIN DUTIES:

 

1           Shaping the future – critical to the role of the headship is working with the governing body and others to create a shared vision (within a Christian context) and strategic plan which inspires and motivates pupils, staff and all other members of the school community.  This vision should express core educational values and moral (Christian) purpose and be inclusive of stakeholders’ values and beliefs.  The strategic planning process is critical to sustaining school improvement and ensuring that the school moves forward for the benefit of its pupils.

 

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2          Leading Learning and Teaching – headteachers have a central responsibility for raising the quality of teaching and learning and for pupils’ achievement.  This implies setting high expectations within a Christian context and monitoring and evaluating the effectiveness of learning outcomes.  A successful learning culture will enable pupils to become effective, enthusiastic, independent learners, committed to life-long learning.

 

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3          Developing self and working with others – effective relationships and communication are important in headship as headteachers work with and through others.  Effective headteachers manage themselves and their relationships well.  Headship is about building a professional learning community, which enables others to achieve.  Through performance management and effective continuing professional development practice, the headteacher supports all staff to achieve high standards.  To equip themselves with the capacity to deal with the complexity of the role and the range of leadership skills and actions required of them, headteachers should be committed to their own continuing professional development, including distinctive training and development in Church school issues
 

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4          Managing the Organisation